Mifid II could save investors £1 bn on research, says FCA
A cut in spending on investment research, caused by Mifid II rules, could save UK fund managers nearly £1 bn ($1.3 bn) over the...
Regulation Archive
Hardman & Co: UK small caps and Aim firms increase coverage post-Mifid
Analyst coverage of UK small caps and companies listed on London’s Alternative Investment Market (Aim) actually increased over the...
SEC votes to expand ‘testing the waters’ proposal to all IPOs
The SEC has voted for a proposal that gives another benefit of the 2012 Jobs Act to all companies, expanding a so-called testing...
Bridging the Mifid II gap
Mifid II is putting a lot of pressure on small and mid-cap IR teams due to the disruption the sell side has faced, according to...
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European asset management research budgets fall one year on from Mifid II
Research budgets at European asset management firms have fallen since the introduction of Mifid II and independent research...
Investors risk failing on stewardship, warns Hermes
‘Investors across Europe are at risk of ignoring their role as responsible stewards’ – that is the conclusion of new research from...
Hundreds of stocks at risk from Brexit and Mifid II trading rule
Up to 230 stocks listed in the UK and EU are at risk from Brexit because of a Mifid II trading rule, according to a leading...
Mifid II puts pressure on IR teams
Mifid II has put the IR teams of UK companies under increasing pressure as demands from investors soar, according to research from...
Corporate access and Mifid II: One year on
As with research, Mifid II was predicted to have a profound impact on corporate access when it came into force at the start of...
The CII view of Mifid II
Council of Institutional Investors general counsel Jeff Mahoney talks to Andrew Holt about what the US group thinks of Mifid II...
