Bellevue manager: Build relationships as sell side shrinks
Three months on from the go-live date of the EU’s mammoth regulation, issuers remain unprepared for Mifid II, according to recent...
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Regulation Archive
Consultant offers Mifid II-readiness checklist for IR teams
A leading IR consultant, noting what she sees as a worrying lack of focus by the IR profession in addressing the challenges posed...
Buy-side survey: Issuers remain unprepared for Mifid II
Investors say companies are failing to grasp the impact Mifid II will have on research coverage and corporate access, and are...
IEX pushes corporate buyback protection
The US exchange made famous by its plan to go up against high-frequency traders is calling for regulators to allow companies to...
Indorama IR head expects Mifid II to take hold in Asia
A leading Thailand-based investor relations professional expects Mifid II to have an impact across Asia – and in doing so shift...
A Mifid II special: Ticker 85
Three months on from the implementation of the European regulation, episode 85 of The Ticker takes on Mifid II, featuring an in...
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NYSE relieves companies of proxy material mailing requirements
Companies grappling with the stress and workload of the proxy season got a little good news earlier this month when the SEC gave...
Mifid II: What you need to know
Whether you’re after the basics or looking for more in-depth knowledge – such as how Mifid II tallies with US rules or what the...
SEC’s Jackson warns about mandatory arb in IPOs
A top securities regular has warned against allowing companies that are going public to use the process to force shareholders to...
Mifid II: US small caps said to eye paid-for research
Increasing numbers of small-cap companies in the US are considering commissioning research in an effort to offset any negative...
