Stein urges SEC action on cyber-risk disclosure
SEC commissioner Kara Stein has called for her agency to boost corporate disclosures about the risks issuers face in the cyber...
Regulation Archive
SEC’s Jackson rejects permanent dual-class stock
The practice of companies imposing dual-class share ownership over an indefinite time frame goes against US values and is bad for...
UK regulators confident on governance reforms
Officials at the Financial Reporting Council (FRC) are confident that, despite the far-reaching nature of plans to overhaul the UK...
Debate over dual-class shares in Hong Kong and Singapore
A major debate is developing between asset managers, bankers and exchanges over dual-class shares, as the listings arrangements...
Survey reveals client reporting as greatest Mifid II implementation challenge
Nearly 50 percent of investment managers and consultants surveyed at Northern Trust’s annual Regulatory and Depositary Conference...
Singapore Exchange to allow dual-class share structure companies to list
Singapore Exchange (SGX) has said it will allow companies with dual-class share structures to list, a month after Hong Kong...
NBIM will not pay for non-deal roadshows
Norges Bank Investment Management (NBIM), the world’s largest sovereign wealth fund, has appealed to issuers to make sure meetings...
Congress steps toward proxy firm reforms
Congress has moved closer to potentially reforming the proxy advisory business, with advocates and opponents of change gearing up...
Two trends identified due to Mifid II
Now that the January 3 implementation date has been and gone and Mifid II is up and running, trends are beginning to take shape in...
Mifid II: A positive outlook for small and mid-cap companies
During 2017 we saw a plethora of reports and articles citing new legislation we have all become too familiar with and are about to...
