Regulation in investor relations

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Regulation
Debate continues over 14a-8 reform plans

Aug 04, 2020
Ben Maiden
The SEC’s plans to reform the process by which shareholder proposals reach a vote – or companies exclude them from the proxy statement...Read more

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The cost effective way to access US capital markets

Access to US capital markets is increasingly important for UK and European issuers. Investor relations teams must decide how to allocate limited time and resources. The good news...

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Regulation
The week in investor relations: Help for activists and an uptick in M&A

Jul 24, 2020
Tim Human
– The SEC’s proposed changes to 13F filings could allow activists to better hide their positions in companies, warned lawyers and...Read more
Regulation
SEC approves revised proxy adviser reforms

Jul 23, 2020
Ben Maiden
The SEC yesterday voted to adopt measures governing the proxy advisory industry but drew back from more far-reaching requirements it...Read more
Regulation
Issuers and investors express concerns about SEC’s proposed 13F rule change

Jul 17, 2020
Ben Ashwell
The SEC’s proposal to significantly change the thresholds for investors required to submit 13F filings has drawn the ire of many...Read more

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Regulation
Short-sellers need more transparency, says former SEC commissioner

Jun 26, 2020
Ben Ashwell
Former SEC commissioner Robert Jackson says he is troubled by the ‘increasing evidence of manipulation through short-selling’, and...Read more
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Regulation
The week in investor relations: Sustainable funds, volatility and cash levels

Jun 19, 2020
Tim Human
– The Financial Times (paywall) reported that six out of 10 sustainable funds outperformed their conventional fund...Read more
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Regulation
The week in investor relations: Blacklists, misleading investors and human rights

May 15, 2020
Tim Human
– China is considering putting US companies on an ‘unreliable entity list’, reported Reuters . Companies that could be affected...Read more

Regulation
Mifid II research report

Sep 16, 2019
Staff Writers
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Based on interviews with 79 members of the IR Magazine research panel, Mifid II examines the impact this European...Read more
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August

Regulation

Debate continues over 14a-8 reform plans

The SEC’s plans to reform the process by which shareholder proposals reach a vote – or...Read more

July

Regulation

The week in investor relations: Help for activists and an uptick in M&A

– The SEC’s proposed changes to 13F filings could allow activists to better hide their...Read more

Regulation

SEC approves revised proxy adviser reforms

The SEC yesterday voted to adopt measures governing the proxy advisory industry but drew...Read more

Regulation

Issuers and investors express concerns about SEC’s proposed 13F rule change

The SEC’s proposal to significantly change the thresholds for investors required to...Read more

June

Regulation

Short-sellers need more transparency, says former SEC commissioner

Former SEC commissioner Robert Jackson says he is troubled by the ‘increasing evidence of...Read more

Regulation

The week in investor relations: Sustainable funds, volatility and cash levels

– The Financial Times (paywall) reported that six out of 10 sustainable funds...Read more

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Regulation

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