Q&A with David Oliwenstein, a partner at law firm Pillsbury Winthrop Shaw Pittman and former staffer at the SEC’s division of enforcement
In recent years, the SEC has trained its sights more forcefully on financial reporting and accounting issues at public companies. Between 2021 and 2023, the number of enforcement actions related to reporting, audit and accounting jumped 53 percent, according to the regulator’s annual statistics.
That focus has continued during 2024, with the SEC highlighting additional areas where it is keeping a close eye on US issuers. Last week, for example, chair Gary Gensler re-emphasized the importance
You need to register to access 3 free deep dive articles per month. To continue reading please register or login below..
- Unlimited deep dives
- Data-driven research around key topics
- Buy-side insights
- Benchmarking reports
From
$1495
Tim Human
Events editor
