IR and ESG executive director talks 10K, cyber-security and climate disclosures
It’s fair to say the SEC is continuing to keep the financial community on its toes when it comes to revising, proposing and introducing new regulations. As the self-proclaimed ‘investor’s advocate’, the SEC’s areas of focus and scrutiny lately include the execution of retail orders, a review of crypto trading firms and amendments to ESG-related disclosures. With no slowing down of these wide-ranging regulatory overhauls in sight, Ruth Venning, executive director for investor relations and
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Sarah Welsh
Reporter
