Feb 23, 2021
IR Magazine ’s Jeff Cossette talks to Joe Vicari, practice lead for ESG at Broadridge Financial Solutions, on how disclosure...Read more
regulation
Sep 30, 2020
As the formal comment period for the SEC’s proposed changes to the 13F filing thresholds closed, the commission had received more than...Read more
Jan 08, 2020
As the SEC considers how issuers should report on certain material ESG issues and the House of Representatives waits to discuss a...Read more
Aug 27, 2019
In what has proven to be a divided decision, the SEC has clarified its approach to proxy advisory firms involving greater oversight of...Read more
Aug 09, 2019
In the latest impact of Mifid II coming to America, a major investigation concentrating on research for small issuers has been...Read more
Jul 19, 2019
French market securities regulator the Autorité des marchés financiers (AMF) is looking at how to improve coverage of small and mid-...Read more
Jul 02, 2019
The internationalization of Mifid II continues apace, especially in the US, albeit with a regional slant, according to a leading...Read more
Jun 28, 2019
Market structure – and especially the transaction-fee pilot – proved to be one of the prominent themes at the NIRI national conference...Read more
Jun 20, 2019
The EU’s financial regulator, the European Securities and Markets Authority (ESMA), has highlighted that it does not intend to...Read more
Jun 14, 2019
Thomas Cook’s biggest shareholder, Fosun Tourism Group, has held talks about buying the embattled tour operating business, which, if...Read more
