regulation

May

The week in investor relations: Companies under pressure over Roe vs Wade, worst April in 52 years for S&P 500 and Robinhood launches stock-lending program
Technology & Social Media
The week in investor relations: Companies under pressure over Roe vs Wade, worst April in 52 years for S&P 500 and Robinhood launches stock-lending program
– According to The Wall Street Journal (paywall), companies are facing pressure from...Read more

April

How to prepare for mandatory climate change disclosure
Regulation
How to prepare for mandatory climate change disclosure
The SEC last month proposed rule changes that would require companies to include in...Read more
IR papers: The modern lady CEO’s guide to ambiguous situations
Activism
IR papers: The modern lady CEO’s guide to ambiguous situations
Female-run companies are much more likely to be both targeted by and then co-operate with...Read more
London listings: Teaching an old bourse new tricks
Shareholder targeting & ID
London listings: Teaching an old bourse new tricks
Last year was a success for London in many ways . The London Stock Exchange (LSE) raised...Read more

March

Australian regulator warns social media influencers over financial advice
Technology & Social Media
Australian regulator warns social media influencers over financial advice
The Australian markets regulator has warned social media influencers to follow the rules...Read more
SRD II: ‘Across Europe, retail investors are starting to have a voice,’ says Broadridge manager
Small cap
SRD II: ‘Across Europe, retail investors are starting to have a voice,’ says Broadridge manager
Europe’s Shareholder Rights Directive II (SRD II) has mandated the provision of proxy...Read more
SEC proposes shake-up for Rule 10b5-1 trading plans
Regulation
SEC proposes shake-up for Rule 10b5-1 trading plans
On December 15, 2021 the SEC proposed extensive amendments to Rule 10b5-1 that would,...Read more
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