The SEC's light-handed Reg FD enforcement masks a heavy blow to IROs
We waited over two years for some action and then all we got to witness was a slap on their wrists. The US Securities & Exchange Commission's first Regulation Fair Disclosure enforcement actions did not quite produce the landmark cases that we had been warned to look out for when the rule was first introduced in October 2000. Still, venture beyond the headlines and the finer detail of the cases makes for interesting - and worrying - reading for investor relations officers.The four cases
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Richard Carpenter
Covering investor communications, sustainability and employee engagement, Richard Carpenter has worked with the likes of Aviva, Facebook, Alibaba, HSBC and the London Stock Exchange. Before joining Bladonmore, he was CEO of MerchantCantos, part of...
Chief executive
