Mifid II continues global spread, albeit with regional nuance, says expert
The internationalization of Mifid II continues apace, especially in the US, albeit with a regional slant, according to a leading...
Regulation Archive
NIRI 2019: Nasdaq’s plan for capital markets reform
It’s just over two years since Nasdaq launched its Revitalize Blueprint – a 25-point plan for how the capital markets could...
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NIRI 2019: High-frequency trading, market structure and the SEC
Market structure – and especially the transaction-fee pilot – proved to be one of the prominent themes at the NIRI national...
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SFC issues risk warning to Hong Kong-listed companies
The Securities and Futures Commission (SFC) has warned listed companies in Hong Kong to be up to speed on the financial risks they...
ESMA not to take action against periodic auctions
The EU’s financial regulator, the European Securities and Markets Authority (ESMA), has highlighted that it does not intend to...
Mifid II and the changing IR role
‘Mifid II seeks to improve transparency, reduce potential conflicts of interest and promote competition by unbundling brokers’...
Fee pilot debates reignite at NIRI and CIRI conferences
‘While many market participants have suggested something should be done to address maker-taker pricing and transaction fees, there...
Historic Shanghai-London Stock Connect approved
The UK financial regulator the Financial Conduct Authority (FCA) and the China Securities Regulatory Commission (CSRC) have today...
UK and Dutch financial regulators sign agreement to protect financial markets
Financial regulators the Financial Conduct Authority (FCA) and the Dutch Authority for the Financial Markets (AFM) have signed a...
Proxy advisers fight back over criticism of their work
Proxy advisers are fighting back against what they see as a tirade of misinformation about their work by putting the record...
