What does Brexit mean for Mifid II?
Shock, confusion, uncertainty: this was the predominant reaction to last Thursday’s vote. While the landscape is shrouded in fog...
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Regulation Archive
‘A compliance officer will go to jail in 2016’
This article is sponsored by EQS ‘A compliance officer will go to jail in 2016.’ This was the title of a recent article about new...
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Video: Clermont Partners’ Victoria Sivrais at NIRI 2016
Victoria Sivrais, partner at Clermont Partners and president of NIRI’s Chicago chapter, on transaction communications – and what...
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Mifid II: How IROs should react to the changes ahead
With asset managers and investment banks in the spotlight for Mifid II, it would be easy to think they are the only ones affected...
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China cracks down on illegal fund-raising
In a move aimed at protecting individual investors and savers, China’s financial regulator is to banish more than 2,000 investment...
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Mifid II: Fund houses plan to end research charges
Twenty-six percent of asset managers expect to pay for research themselves, according to a poll of more than 100 asset managers...
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Companies face mad dash to get ready for EU Market Abuse Regulation
The EU Market Abuse Regulation – which takes effect on July 3, 2016 – brings in a new set of rules affecting listed companies in...
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Hong Kong-listed firms may have to return excess cash to investors
A group of investors, including BlackRock and publisher and activist David Webb, are campaigning for Hong Kong’s Securities and...
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From the Global IR Forum 2015 – Jeannie Ong, StarHub
Jeannie Ong, head of IR and CSPO at StarHub, talks to IR Magazine's Neil Stewart about regulation, a packed travel schedule and...
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Corporate access firm joins research provider ahead of MiFID II changes
The latest in a series of developments around corporate access and research sees the Phoenix IR-owned CorporateAccessNetwork join...
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