Regulation Challenges aplenty for Australasian IR Dec 08, 2014 By Tim Human 6 min read Your correspondent left rainy London behind last month and arrived 22 hours later in the glorious late spring of Sydney to attend... Read more
Regulation How US driving laws are slowing stock trades Nov 30, 2014 By Jeff Cossette 3 min read A sign of the growing influence of mobile communications – if from a rather leftfield source – has arrived from a team of US... Read more
Regulation The challenge of known unknowns Nov 27, 2014 By Brad Allen 4 min read I was recently speaking with a banker who was recounting her career development arc and described an early position as a Y2K co... Read more
Regulation China simplifies IPO approval in move to further ease process Nov 24, 2014 By Adam Brown 2 min read Chinese regulators have simplified the process for approval of IPOs as the government seeks to increase private sector investment... Read more
Regulation Fast traders receive SEC filings ‘10 seconds early’ Oct 29, 2014 By Adam Brown 2 min read High-frequency traders and other speedy investors can receive filings to the SEC on average 10 seconds ahead of others, giving... Read more
Regulation Singapore votes to scrap ‘one share, one vote’ policy Oct 15, 2014 By Adam Brown 2 min read Singapore’s parliament has scrapped the country’s ‘ one share, one vote’ policy for public corporations to give them more options... Read more
Regulation Issuer Direct: solving the challenges of disclosure Oct 08, 2014 By Staff Writers 1 min read Chris Fetty, vice president of global marketing at Issuer Direct, discusses how companies can best manage their vendor... Read more
Regulation Termination payments for Australian CEOs drop 70 percent since 2008 law Oct 01, 2014 By Adam Brown 2 min read Termination payments for chief executive officers in Australia have dropped by almost 70 percent since 2008 after legislation... Read more
Regulation SEC launches crackdown on delayed insider filings Sep 11, 2014 By Adam Brown 2 min read The SEC has charged 28 CEOs, CFOs, directors and major shareholders for securities law violations in a nationwide crackdown... Read more
Regulation SEC intensifies probes of European fund managers Sep 03, 2014 By Adam Brown 2 min read The SEC is intensifying its oversight of fund managers that are licensed to do business in the US but regulated in Europe... Read more