Ex-SEC members call for mandatory human capital reporting
A group of 10 academics, which includes former SEC commissioners and a former general counsel at the regulator, is calling for...
Regulation Archive
All change: A look at how rule changes at the SEC might affect IR
The SEC is consulting on a range of proposals designed to give issuers more timely information about who owns and is trading in...
ISSB recognizes ‘challenges’ for small and mid-cap sustainability disclosure
The IFRS Foundation’s International Sustainability Standards Board (ISSB) says it will pay ‘special attention’ to small and mid...
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How to prepare for mandatory climate change disclosure
The SEC last month proposed rule changes that would require companies to include in certain regulatory filings quantitative and...
SEC will consider climate disclosure rules for US companies on March 21 – It’s already facing threats of lawsuits
Mar 18, 2022
6 min read
Better information leads to better decisions – this is the idea behind a regulatory device known as ‘ mandated disclosure’...
SEC proposes shake-up for Rule 10b5-1 trading plans
Mar 03, 2022
5 min read
On December 15, 2021 the SEC proposed extensive amendments to Rule 10b5-1 that would, among other things, impose a cooling-off...
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UK think tank calls for regulation of ESG ratings
The UK’s International Regulatory Strategy Group (IRSG) is calling for the ESG ratings industry to be regulated, citing concerns...
Brexit Britain looks to smooth ‘rough edges’ of Mifid II
Mifid II will have some of its ‘rough edges smoothed off’ in post-Brexit Britain, but there is no appetite to completely tear up...
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Can markets predict Supreme Court rulings for corporate cases?
Jan 05, 2022
7 min read
What happens when a company’s case goes to the Supreme Court? How does it influence stock and options prices? And do investors...
The week in investor relations: Reddit to go public, JPMorgan switches conference to virtual and SEC enhances protections against insider trading
– Reddit, the social media platform that found itself at the center of meme-stock mania earlier this year, filed to go public...
