Regulation Spring 2017 cartoon: IR and alternative facts Mar 26, 2017 By James Noden 1 min read This cartoon appeared in the spring 2017 issue of IR Magazine Read more
Regulation Trump’s market fundamentalists risk repeat of 2008 Mar 16, 2017 By Ian Williams 4 min read Gary Cohn wants to overturn the US Department of Labor’s fiduciary rule that pension sellers’ primary duty is to their customers... Read more
Regulation OTCQX: 10 years in the life of ‘a child of the internet age’ Mar 07, 2017 By Garnet Roach 6 min read This week marks 10 years since OTC Markets launched OTCQX, a market that launched with 12 founding companies and has grown to... Read more
Regulation The ‘never-ending battle’ to produce the best disclosure Feb 21, 2017 By Ben Ashwell 1 min read Veresen claimed the award for most progress in investor relations at the recent IR Magazine Awards – Canada 2017.During a red... Read more
Regulation A Waterloo moment for Mifid II Feb 16, 2017 By Michael Hufton 5 min read Why is July 3 significant? It’s the deadline by which all EU member states must have Mifid II adopted into local rulebooks – and... Read more
Regulation Mifid II portends research upheaval and challenges for IR Feb 01, 2017 By Brad Allen 3 min read The new European Union regulatory scheme known as Mifid II will change the way research is paid for, requiring payment for... Read more
Regulation IR Magazine to hold webinar on the potential impact of Mifid II Jan 09, 2017 By Andrew Holt 2 min read IR Magazine, in conjunction with Bloomberg , is to hold a short investigative webinar later this month on the potential impact of... Read more
Regulation Investment houses plan to charge European clients extra research fee Dec 21, 2016 By Andrew Holt 2 min read Some investment houses plan to charge European clients an extra fee for the research fund managers use to make investment... Read more
Regulation A regulatory update from Australia Dec 05, 2016 By Staff Writers 3 min read This article was produced in association with ELITE Connect. It was originally published on the ELITE Connect platform. Disclosure... Read more
Regulation US and UK financial regulation faces shake-up Nov 24, 2016 By Andrew Holt 3 min read The financial regulatory environment in both the US and the UK is to face major change ‒ for different reasons. After Donald Trump... Read more