Regulation Disclosure demand: NIRI petitions SEC Apr 24, 2013 By Tim Human 6 min read Which single regulatory change in the US would help the country’s IROs do their job better? For NIRI CEO and president Jeff Morgan... Read more
Regulation Mary Jo White confirmed as new head of SEC Apr 08, 2013 By Adam Brown 3 min read The US Senate has confirmed Mary Jo White as the new head of the SEC, putting the former Wall Street lawyer in charge of the... Read more
Regulation IR Papers: Quiz edition Apr 02, 2013 By Jeff Cossette 3 min read 1. What is the most powerful driver of stock prices on the Nairobi Securities Exchange?(a) Earnings(b) Dividends(c) Book value 2... Read more
Regulation White person for the job? Apr 01, 2013 By Ian Williams 4 min read When I was a teenage schoolboy, I had an evening job selling what were essentially phony ‘charity’ pools coupons door to door... Read more
Regulation Brace for JOBS Act aftershocks Mar 24, 2013 By Brad Allen 6 min read We appear to be somewhere between free market Nirvana and a Wild West nightmare. The Jumpstart Our Business Startups (JOBS) Act... Read more
Regulation US Senate committee approves White to head SEC Mar 19, 2013 By Adam Brown 3 min read The US Senate Banking Committee voted nearly unanimously to approve Mary Jo White as the new head of the SEC after a series of... Read more
Regulation SEC proposes rules to combat flash crashes Mar 07, 2013 By Adam Brown 3 min read The SEC has proposed a series of rules that would impose certain standards on the core technology of securities exchanges and... Read more
Regulation M&S panicked over results leak Mar 05, 2013 By Helen Dunne 4 min read As a former financial journalist on a national newspaper, my advice is often sought by PR advisers on how to cope with 'fishing... Read more
Regulation SEC to bring in new rules to monitor high frequency trading Feb 20, 2013 By Adam Brown 3 min read The SEC will likely oblige exchanges and other trading platforms to perform regular tests of trading software, meet new technical... Read more
Regulation Comment: The CEO is always right in Delaware Feb 05, 2013 By Ian Williams 4 min read An innocent alien looking at the business directory for Wilmington, Delaware might assume the town is a mighty humming hive of... Read more